Assessor Resource

RIIWMG601D
Establish and maintain water management system

Assessment tool

Version 1.0
Issue Date: May 2024


This unit develops a participant’s skills and knowledge required to establish and maintain a water management system in Coal and Metalliferous mining and Extractive.

This unit is appropriate for those working in management or technical specialist roles.

No licensing, legislation or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare to establish and maintain water management system

1.1 Access, interpret and apply water management system documentation and ensure the work activity is compliant

1.2 Access, interpret and analyse organisational goals, objectives and strategies to determine required research

1.3 Investigate and analyse license, worksite environmental conditions and legislation to develop options, strategies and anticipated outcomes

1.4 Evaluate existing system and equipment suitability, taking into account operational requirements, safety and health issues and environmental legislation/regulations

1.5 Research, evaluate, select and purchase new systems

1.6 Access, interpret and analyse research information to establish options and opportunities

2. Facilitate site environmental investigation

2.1 Consult with internal and external stakeholders in the planning process and gain their support for the outcomes

2.2 Establish strategies and systems to support analysis of the worksite environments

2.3 Ensure worksite environments are investigated to identify and assess the factors which impact on water management system

2.4 Ensure market opportunities are identified and explored to assist the organisation to forecast trends and options

2.5 Ensure water quantity and quality requirements and excesses are determined

2.6 Ensure threats and opportunities are identified, analysed and used to optimise project outcomes

2.7 Ensure titles searches are undertaken

2.8 Ensure legal obligations are identified and documented

3. Develop, implement and maintain procedures for the system

3.1 Ensure contingency plans for flood routing of water in operational area to cover peak flows are developed and implemented

3.2 Ensure site plans for surface drainage and total reticulation network are developed and implemented to service the life of the mine

3.3 Ensure procedures for pumping waters from the mine are developed and meet licence conditions

3.4 Ensure work procedures are developed for drainage and road geometry

3.5 Ensure staged development of civil aspects are planned and interpret

3.6 Ensure water treatment systems are designed to specification

3.7 Ensure maintenance work procedures for the drainage scheme of the worksites are developed and implemented

3.8 Identify, clarify and communicate roles and responsibilities

3.9 Develop and implement information and training systems to support water management

3.10 Prepare an emergency response plan for failure or critical aspects the system

4. Evaluate the system

4.1 Identify and agree on performance indicators and criteria for the evaluation of statutory compliance and system effectiveness

4.2 Ensure site drainage, reticulation and wastewater treatment is monitored against agreed indicators

4.3 Ensure quality of site drainage effluent is monitored, recorded and reported

4.4 Ensure hydrological effects and sensitive ecological/ conservation sites are monitored

4.5 Ensure instances of non-compliance with regulatory requirements are identified, assessed and addressed

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient establishing and maintenance of water management systems including:

accessing and using information management technologies

accessing, reading and interpreting survey plans

interpreting geological and hydrological data

evaluating new and used equipment

identifying and applying people and processes management techniques

identifying and applying negotiation techniques

preparing and presenting management reports

preparing operating budgets

preparing tender specifications

applying conflict resolution techniques

works effectively with others to undertake and complete the establishing and maintenance of water management systems tasks that meet all the required outcomes including:

consulting with internal and external stakeholders

identifying, allocating, clarifying and communicating roles, responsibilities and targets

using a range of communication techniques and equipment to convey information to others

issuing and maintaining written and verbal reporting requirements and procedures

organising work activities to meet task requirements

developing, implementing, communicating and maintaining system procedures

demonstrates completion of establishing and maintenaning of water management systems that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying, assessing and selecting program components

identifying required information and scope of work

accessing, interpreting and analysing research, information and requirements

identifying and applying strategies and systems to investigate the worksite

ensuring worksite environmental investigations are completed

developing contingency and site plans and procedures for the system

assessing design of water treatment systems

developing and implementing information and training systems

monitoring, recording and reporting on system performance

The candidate must demonstrate knowledge in establishing and maintaining a water management system through:

accessing, interpreting and applying drainage systems techniques

identifying, assessing and addressing environmental requirements

accessing, interpreting and applying financial management techniques

accessing, interpreting and applying mine design techniques

identifying mine plant and equipment capabilities and limitations

accessing, interpreting and applying mine water management systems techniques

accessing, interpreting and applying organisational objectives

accessing, interpreting and applying safety features of water management systems

identifying and applying team management techniques

establishing training and assessment systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare to establish and maintain water management system

1.1 Access, interpret and apply water management system documentation and ensure the work activity is compliant

1.2 Access, interpret and analyse organisational goals, objectives and strategies to determine required research

1.3 Investigate and analyse license, worksite environmental conditions and legislation to develop options, strategies and anticipated outcomes

1.4 Evaluate existing system and equipment suitability, taking into account operational requirements, safety and health issues and environmental legislation/regulations

1.5 Research, evaluate, select and purchase new systems

1.6 Access, interpret and analyse research information to establish options and opportunities

2. Facilitate site environmental investigation

2.1 Consult with internal and external stakeholders in the planning process and gain their support for the outcomes

2.2 Establish strategies and systems to support analysis of the worksite environments

2.3 Ensure worksite environments are investigated to identify and assess the factors which impact on water management system

2.4 Ensure market opportunities are identified and explored to assist the organisation to forecast trends and options

2.5 Ensure water quantity and quality requirements and excesses are determined

2.6 Ensure threats and opportunities are identified, analysed and used to optimise project outcomes

2.7 Ensure titles searches are undertaken

2.8 Ensure legal obligations are identified and documented

3. Develop, implement and maintain procedures for the system

3.1 Ensure contingency plans for flood routing of water in operational area to cover peak flows are developed and implemented

3.2 Ensure site plans for surface drainage and total reticulation network are developed and implemented to service the life of the mine

3.3 Ensure procedures for pumping waters from the mine are developed and meet licence conditions

3.4 Ensure work procedures are developed for drainage and road geometry

3.5 Ensure staged development of civil aspects are planned and interpret

3.6 Ensure water treatment systems are designed to specification

3.7 Ensure maintenance work procedures for the drainage scheme of the worksites are developed and implemented

3.8 Identify, clarify and communicate roles and responsibilities

3.9 Develop and implement information and training systems to support water management

3.10 Prepare an emergency response plan for failure or critical aspects the system

4. Evaluate the system

4.1 Identify and agree on performance indicators and criteria for the evaluation of statutory compliance and system effectiveness

4.2 Ensure site drainage, reticulation and wastewater treatment is monitored against agreed indicators

4.3 Ensure quality of site drainage effluent is monitored, recorded and reported

4.4 Ensure hydrological effects and sensitive ecological/ conservation sites are monitored

4.5 Ensure instances of non-compliance with regulatory requirements are identified, assessed and addressed

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient establishing and maintenance of water management systems including:

accessing and using information management technologies

accessing, reading and interpreting survey plans

interpreting geological and hydrological data

evaluating new and used equipment

identifying and applying people and processes management techniques

identifying and applying negotiation techniques

preparing and presenting management reports

preparing operating budgets

preparing tender specifications

applying conflict resolution techniques

works effectively with others to undertake and complete the establishing and maintenance of water management systems tasks that meet all the required outcomes including:

consulting with internal and external stakeholders

identifying, allocating, clarifying and communicating roles, responsibilities and targets

using a range of communication techniques and equipment to convey information to others

issuing and maintaining written and verbal reporting requirements and procedures

organising work activities to meet task requirements

developing, implementing, communicating and maintaining system procedures

demonstrates completion of establishing and maintenaning of water management systems that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying, assessing and selecting program components

identifying required information and scope of work

accessing, interpreting and analysing research, information and requirements

identifying and applying strategies and systems to investigate the worksite

ensuring worksite environmental investigations are completed

developing contingency and site plans and procedures for the system

assessing design of water treatment systems

developing and implementing information and training systems

monitoring, recording and reporting on system performance

The candidate must demonstrate knowledge in establishing and maintaining a water management system through:

accessing, interpreting and applying drainage systems techniques

identifying, assessing and addressing environmental requirements

accessing, interpreting and applying financial management techniques

accessing, interpreting and applying mine design techniques

identifying mine plant and equipment capabilities and limitations

accessing, interpreting and applying mine water management systems techniques

accessing, interpreting and applying organisational objectives

accessing, interpreting and applying safety features of water management systems

identifying and applying team management techniques

establishing training and assessment systems

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply water management system documentation and ensure the work activity is compliant 
Access, interpret and analyse organisational goals, objectives and strategies to determine required research 
Investigate and analyse license, worksite environmental conditions and legislation to develop options, strategies and anticipated outcomes 
Evaluate existing system and equipment suitability, taking into account operational requirements, safety and health issues and environmental legislation/regulations 
Research, evaluate, select and purchase new systems 
Access, interpret and analyse research information to establish options and opportunities 
Consult with internal and external stakeholders in the planning process and gain their support for the outcomes 
Establish strategies and systems to support analysis of the worksite environments 
Ensure worksite environments are investigated to identify and assess the factors which impact on water management system 
Ensure market opportunities are identified and explored to assist the organisation to forecast trends and options 
Ensure water quantity and quality requirements and excesses are determined 
Ensure threats and opportunities are identified, analysed and used to optimise project outcomes 
Ensure titles searches are undertaken 
Ensure legal obligations are identified and documented 
Ensure contingency plans for flood routing of water in operational area to cover peak flows are developed and implemented 
Ensure site plans for surface drainage and total reticulation network are developed and implemented to service the life of the mine 
Ensure procedures for pumping waters from the mine are developed and meet licence conditions 
Ensure work procedures are developed for drainage and road geometry 
Ensure staged development of civil aspects are planned and interpret 
Ensure water treatment systems are designed to specification 
Ensure maintenance work procedures for the drainage scheme of the worksites are developed and implemented 
Identify, clarify and communicate roles and responsibilities 
Develop and implement information and training systems to support water management 
Prepare an emergency response plan for failure or critical aspects the system 
Identify and agree on performance indicators and criteria for the evaluation of statutory compliance and system effectiveness 
Ensure site drainage, reticulation and wastewater treatment is monitored against agreed indicators 
Ensure quality of site drainage effluent is monitored, recorded and reported 
Ensure hydrological effects and sensitive ecological/ conservation sites are monitored 
Ensure instances of non-compliance with regulatory requirements are identified, assessed and addressed 
Access, interpret and apply water management system documentation and ensure the work activity is compliant 
Access, interpret and analyse organisational goals, objectives and strategies to determine required research 
Investigate and analyse license, worksite environmental conditions and legislation to develop options, strategies and anticipated outcomes 
Evaluate existing system and equipment suitability, taking into account operational requirements, safety and health issues and environmental legislation/regulations 
Research, evaluate, select and purchase new systems 
Access, interpret and analyse research information to establish options and opportunities 
Consult with internal and external stakeholders in the planning process and gain their support for the outcomes 
Establish strategies and systems to support analysis of the worksite environments 
Ensure worksite environments are investigated to identify and assess the factors which impact on water management system 
Ensure market opportunities are identified and explored to assist the organisation to forecast trends and options 
Ensure water quantity and quality requirements and excesses are determined 
Ensure threats and opportunities are identified, analysed and used to optimise project outcomes 
Ensure titles searches are undertaken 
Ensure legal obligations are identified and documented 
Ensure contingency plans for flood routing of water in operational area to cover peak flows are developed and implemented 
Ensure site plans for surface drainage and total reticulation network are developed and implemented to service the life of the mine 
Ensure procedures for pumping waters from the mine are developed and meet licence conditions 
Ensure work procedures are developed for drainage and road geometry 
Ensure staged development of civil aspects are planned and interpret 
Ensure water treatment systems are designed to specification 
Ensure maintenance work procedures for the drainage scheme of the worksites are developed and implemented 
Identify, clarify and communicate roles and responsibilities 
Develop and implement information and training systems to support water management 
Prepare an emergency response plan for failure or critical aspects the system 
Identify and agree on performance indicators and criteria for the evaluation of statutory compliance and system effectiveness 
Ensure site drainage, reticulation and wastewater treatment is monitored against agreed indicators 
Ensure quality of site drainage effluent is monitored, recorded and reported 
Ensure hydrological effects and sensitive ecological/ conservation sites are monitored 
Ensure instances of non-compliance with regulatory requirements are identified, assessed and addressed 

Forms

Assessment Cover Sheet

RIIWMG601D - Establish and maintain water management system
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

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Result: Competent Not yet competent

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Assessment Record Sheet

RIIWMG601D - Establish and maintain water management system

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

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